Sbir Model Agreement

The requirements for the postponement of the winners` projects are included in the Federal Watchlist and Instructions for RD&D Projects, DOE F 4600.2, which are attached to the award agreement. Please use this DOE certification form to confirm that there is an agreement between an SBC and the research organization that allocates intellectual property rights and rights, if any, to carry out further research, development or commercialization resulting from an STTR project. Ownership and marketing rights: applies only to the STTR program The Directive on Business Administration Policy (PD) defines guidelines for the implementation of the STTR program. The requires that there is an agreement between the Small Business Concern (SBC) and the research organisation concerned for the granting of property and marketing rights. Certification of the financing agreement – Date of award The winners must sign at the time of award the following certifications of the financing agreement: part of the requirements of an STTR project is an intellectual property agreement. This understanding is recorded in an Allocation of Rights Agreement (ARA) prior to the awarding of a prize by the federal authority to the small business. The company or pi will contact OPAS as soon as this document is requested by the federal authority. OPAS will engage UMII (University of Massachusetts Innovation Institute), which will enter into the university`s standard ARA-Boilerplate agreement and return it to the small company. All negotiations are conducted by UMII staff, in consultation with the Legal Counsel, if necessary.

In addition to the transmission of the ARA, OPAS will also make available to the company a boilerplate financing agreement specially designed for the STTR project, which the company can use to subcontract to the university. All negotiations on this agreement are conducted by OPAS staff. The IP terms agreed during Phase I as evidence in the ARA are transferred to the Phase II program in case of award. The continuation of the SBIR/STTR special intellectual property rights during phase III awards is described in this document. These guidelines can be useful for both DOE contracting agencies awarding Phase III contracts and small businesses receiving them. The guidelines and rules for acquisition by all executive agencies are codified in the Federal Acquisition Regulations (FAR). . Phase I activities normally fund up to $150,000 for a period of 6 months. An academic partner is not required; however, are allowed to participate as partners if they are invited by the small business. The maximum amount made available to the academic partner is 33% for Phase I activities.

Phase II activities normally fund up to $1,000,000 for 2 years….